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RIA Advantage

WESTERN ADVISORY

SERVICES

Fee-based services are the fastest growing segment of the securities industry and provide an excellent platform for delivering unbiased advice and comprehensive financial services. The nature and delivery of fee-based services is conducive to developing and maintaining long-term client relationships.
Western´s advisory programs are divided along many product specific lines including ETF and Mutual Fund Advisory, SMA Advisory, UMA Advisory and Rep as Portfolio Manager.
Through the affiliations with our clearing firms, Western offers some of the most comprehensive programs on the street today. Our programs are designed around the need for a broad spectrum of choices and respect to discretion and active portfolio management. By offering more features, investment vehicles and reporting capabilities, we have taken many steps to break down the walls between the various programs. Additionally, our professional business model emphasizes services over sales, making the Western fee-based programs the ideal for you and your clients.

WESTERN ADVISORY SERVICES

Fee-based services are the fastest growing segment of the securities industry and provide an excellent platform for delivering unbiased advice and comprehensive financial services. The nature and delivery of fee-based services is conducive to developing and maintaining long-term client relationships.
Western´s advisory programs are divided along many product specific lines including ETF and Mutual Fund Advisory, SMA Advisory, UMA Advisory and Rep as Portfolio Manager.
Through the affiliations with our clearing firms, Western offers some of the most comprehensive programs on the street today. Our programs are designed around the need for a broad spectrum of choices and respect to discretion and active portfolio management. By offering more features, investment vehicles and reporting capabilities, we have taken many steps to break down the walls between the various programs. Additionally, our professional business model emphasizes services over sales, making the Western fee-based programs the ideal for you and your clients.

PROGRAMS AT NATIONAL FINANCIAL SECURITIES

This model is for the advisor who enjoys greater independence. The ultra-independent advisor is an entrepreneur who has an established office and thrives/enjoys running their own business.

National Financial Securities offers our Registered Investment Advisors the managed account tools needed to attract and retain high net-worth clients.  Whether you require an unbundled open architecture solution or a highly bundled turnkey program, or something in between, we have solutions available to meet all your managed account needs.

Our goal at Western International Securities is to provide you with all the tools and pricing structures to successfully walk your clients through the investment management products.  This includes tools to:

  • Accurately profile and analyze client’s current positions;
  • Allocate and diversify a portfolio through a state of the art proposal generating engine;
  • Formalize and Implement the investment policy; and,
  • Monitor, supervise and rebalance the portfolio.

The Rep Directed Program allows you to manage a portfolio of Stocks, Bonds, Mutual Funds, UITs, ETFs and income-bearing options strategies based on your investment policy and model portfolios.

Through the Third Party Manager program, offered through NFS Managed Account Solutions, you choose from a variety of products that can vary from an unbundled open architecture solution to a highly bundled turnkey solution.

PROGRAMS AT PERSHING

This model is for the advisor who enjoys greater independence. The ultra-independent advisor is an entrepreneur who has an established office and thrives/enjoys running their own business.

National Financial Securities offers our Registered Investment Advisors the managed account tools needed to attract and retain high net-worth clients.  Whether you require an unbundled open architecture solution or a highly bundled turnkey program, or something in between, we have solutions available to meet all your managed account needs.

Our goal at Western International Securities is to provide you with all the tools and pricing structures to successfully walk your clients through the investment management products.  This includes tools to:

  • Accurately profile and analyze client’s current positions;
  • Allocate and diversify a portfolio through a state of the art proposal generating engine;
  • Formalize and Implement the investment policy; and,
  • Monitor, supervise and rebalance the portfolio.

The Rep Directed Program allows you to manage a portfolio of Stocks, Bonds, Mutual Funds, UITs, ETFs and income-bearing options strategies based on your investment policy and model portfolios.

Through the Third Party Manager program, offered through NFS Managed Account Solutions, you choose from a variety of products that can vary from an unbundled open architecture solution to a highly bundled turnkey solution.

National Financial Securities offers our Registered Investment Advisors the managed account tools needed to attract and retain high net-worth clients.  Whether you require an unbundled open architecture solution or a highly bundled turnkey program, or something in between, we have solutions available to meet all your managed account needs.

Our goal at Western International Securities is to provide you with all the tools and pricing structures to successfully walk your clients through the investment management products.  This includes tools to:

  • Accurately profile and analyze client’s current positions;
  • Allocate and diversify a portfolio through a state of the art proposal generating engine;
  • Formalize and Implement the investment policy; and,
  • Monitor, supervise and rebalance the portfolio.

The Rep Directed Program allows you to manage a portfolio of Stocks, Bonds, Mutual Funds, UITs, ETFs and income-bearing options strategies based on your investment policy and model portfolios.

Through the Third Party Manager program, offered through NFS Managed Account Solutions, you choose from a variety of products that can vary from an unbundled open architecture solution to a highly bundled turnkey solution.

PROGRAMS AT NATIONAL FINANCIAL SECURITIES 

PROGRAMS AT 

PERSHING

Whether you manage your own portfolio or use third party managers, Western International and Pershing have the resources to help you reduce costs and retain high net-worth clients and compete for new business at a higher level.

Through Pershing’s Managed Account Platform you the Financial Advisor can choose from a variety of products that can vary from an unbundled open architecture solution to a highly bundled turnkey solution.

Our goal at Western International Securities is to provide you with all the tools and pricing structures to successfully walk your clients through the investment management products. This includes tools to:

  • Profile and analyze client’s current positions;
  • Allocate and diversify a portfolio through a state of the art proposal generating engine;
  • Formalize and implement the investment policy; and,
  • Monitor, supervise and rebalance the portfolio.

Through our Rep Directed Program (Advisor One) you, the Financial Advisor, will manage the portfolio in Stocks, Bonds, Mutual Funds, UITs, ETFs and income-bearing options strategies based on your investment policy and model portfolios.

GO INDEPENDENT

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Western International Securities, 70 S. Lake Ave., Suite 700, Pasadena, CA 91101 Corporate: (877) 278 .7689

National Financial Services LLC is an independent company, unaffiliated with Western International Securities, Inc. (WIS) or any other third parties referenced herein. NFS is a service provider to WIS. There is no form of legal partnership, agency affiliation, or similar relationship between WIS and NFS, nor is such a relationship created or implied by the information herein. NFS has not been involved with the preparation of the content supplied by WIS and does not guarantee, or assume any responsibility for its content. 

©2015 Pershing LLC, member FINRA, NYSE, and SIPC, is a subsidiary of The Bank of New York Mellon Corporation (BNY Mellon). Pershing LLC, Western International Securities, Inc., and National Financial Services LLC are separate unaffiliated companies that are not responsible for the products and services of the other. Trademarks, service marks and logos belong to their respective owners. All rights reserved. Used with permission.

Western International  Securities, Inc. (“Western”) has a Fully Disclosed Clearing Agreement (“Agreement”) with Wedbush Securities Inc (“Wedbush”).  Western has no other affiliation, partnership, ownership interest, etc. with Wedbush or its affiliates nor is there any other relationship beyond the Agreement.

GO INDEPENDENT

Contact us to discuss payout rates and packages.

* These fields are required.

We will not share your information